Search results “Investment advisor or adviser”
Ivy League Financial Advisors - RIA vs. Broker
An Ivy League whiteboard animation comparing the differences between a Registered Investment Advisor and a Broker.
Investment Advisors: The Truth
Goldman Sachs referred to their clients as "muppets". http://www.thedossier.info/ https://twitter.com/theDossier_info
Views: 36381 theDossier
3 Questions You Must Ask a Financial Advisor
Former financial advisor Jill Schlesinger, now a CBS business analyst, tells Jack Otter of Barron's how to protect your interests and get the best advice. Don’t miss a WSJ video, subscribe here: http://bit.ly/14Q81Xy More from the Wall Street Journal: Visit WSJ.com: http://www.wsj.com Visit the WSJ Video Center: https://wsj.com/video On Facebook: https://www.facebook.com/pg/wsj/videos/ On Twitter: https://twitter.com/WSJ On Snapchat: https://on.wsj.com/2ratjSM
Views: 36364 Wall Street Journal
Financial Adviser versus Financial Planner
What are the differences between a Financial Adviser(or) versus a Financial Planner? Roderick Givens of RainierView Advisors maps out some key practical differences from his 18 years in the investment industry.
Views: 1740 RainierView Advisors
Financial Advisors: Pros and cons
Financial expert, Bruce Sellery shares an easy way to understand how financial advisors are charging their fees for good value.
Views: 3933 Cityline
Why You Don't NEED a Financial Advisor | Phil Town
One of the most commonly held misconceptions in investing is the idea that you must work with a financial advisor in order to be successful. http://bit.ly/2kgvFhl However, the reality is that investors who manage their own money are often able to perform just as well or better than those who work with a financial advisor and without any high fees eating into their returns. If you're still on the fence about whether or not you actually need a financial advisor to be a successful investor, then this video is for you. I just put together a book of quotes from Warren Buffett for you guys and it's FREE! Click the link above to download it today! Looking to master investing? Attend one of my FREE 3-Day Transformational Investing Workshops. Apply here http://bit.ly/r1workshop _____________ Learn more: Subscribe to my channel for free stuff, tips and more! YouTube: http://budurl.com/kacp Facebook: https://www.facebook.com/rule1investing Twitter: https://twitter.com/Rule1_Investing Google+: + PhilTownRule1Investing Pinterest: http://www.pinterest.com/rule1investing LinkedIn: https://www.linkedin.com/company/rule-1-investing Blog: http://bit.ly/1YdqVXI Podcast: http://bit.ly/1KYuWb4 how to invest money, how to invest on your own, investing on your own, self investing, do you need a financial advisor, personal finance, how to start investing, rule one investing, rule 1 investing, learn to invest, personal finance,
Are robo-advisors a good idea for investing?
Wealth Health Managing Director Ed Butowsky on robo-advisors vs. human advisors for investing. Watch Gerri Willis talk about Financial Services, Options, US Markets, and Wall Street on Willis Report.
Views: 12902 Fox Business
Financial advisors: Hidden camera investigation (CBC Marketplace)
Originally broadcast February 28, 2014 Marketplace is putting financial advisors -- the people you trust with your cash -- to the test. We talk to ordinary Canadians who've felt the bite of bad financial advice, and use hidden cameras to catch outrageous promises from some big institutions. We'll show you the tactics to watch out for and give you tips on figuring out who to trust with your money. More from CBC Marketplace, Canada's top consumer affairs show: Watch episodes online at http://cbc.ca/marketplace Like us on Facebook: http://facebook.com/cbcmarketplace Talk to us on Twitter: http://twitter.com/cbcmarketplace Follow our hosts @cbctom and @cbcerica
Views: 510095 CBC News
The future of financial services: robo advisors versus humans
Rob advisors in the financial industry are hot! Interesting discussion: who will prevail in the financial industry: robo advisors or humans. I believe in the combination: artificial intelligence + humans! Subscribe to my youtube channel: https://www.youtube.com/subscription_center?add_user=stevenvanbelleghem More about Steven Steven is an expert in customer focus in a digital world. He is a popular speaker at home and abroad. In his keynote presentations, Steven takes his audience on a journey to the world of modern customer relationships in a clever, enthusiastic and inspiring way. Steven is the author of three bestselling books. He became known for his first book, The Conversation Manager, which won the award for most innovative marketing book of 2010. Steven also wrote The Conversation Company and his most recent book, When Digital Becomes Human. When Digital Becomes Human received the award of 'Best Marketing Book of 2015'. Over 85,000 copies of his books were sold. Steven is also an entrepreneur. He is a partner in consultancy firm Nexxworks, a co-founder of Zembro (a wearable start-up) and the co-founder of content creation company Snackbytes. He spent the first 12 years of his career as a consultant and managing partner of the innovative market research company InSites Consulting. During that time, the company grew from 8 to 130 staff with offices in 5 countries. Steven is also a part-time marketing professor at Vlerick Business School. Subscribe to my youtube channel: https://www.youtube.com/subscription_center?add_user=stevenvanbelleghem Follow me on these other channels as well: Twitter: @StevenVBe Snapchat: StevenVBe Instagram: @Stevenvanbelleghem For all details, check www.stevenvanbelleghem.com
Views: 4041 Steven Van Belleghem
Financial Adviser Vs Advisor – What’s The Difference?
An "#OfficeHours with Michael Kitces" Periscope, looking at the difference between financial adviser vs financial advisor. For further details, see https://www.kitces.com/blog/financial-adviser-vs-advisor-vs-financial-planner-whats-the-difference/
Views: 2072 Michael Kitces
Importance of Financial Advisor (Hindi)
Importance of Financial Advisor (Hindi)
A Day in the Life of a Financial Advisor
I did not create this video and am claiming no copyrights. I am merely sharing for your entertainment
Views: 154190 Meagan Souther
Why Financial Advisors (CFAs) are frauds
CFPB link: http://www.consumerfinance.gov/about-us/blog/financial-advisers-dont-take-their-credentials-at-face-value/
Networking and Prospecting Tips for Financial Advisors
Eszylfie Taylor speaks at The American College 9th Annual Conference of African American Financial Advisors
Views: 15530 The Taylor Method
Is Your Financial Adviser a Fiduciary?
What kind of financial advisor should you look for? When selecting a financial advisor, make sure you ask lots of questions to each advisor you interview, including how they are compensated and if they act as a fiduciary. Unlike typical stock brokers, advisors who are fiduciaries must, in good faith and prudence, make recommendations that are based solely in your best interest. Full disclosure and accountability are required. Monterey Private Wealth advisers are fiduciaries for our clients. We operate with complete transparency, avoid conflicts of interest, and disclose all details, fees and expenses. Because we put our clients first, we don't accept sales commissions, kickbacks or rebates from any investment companies. We're not about products and transactions. The result? There are none of the conflicts of interest inherent in commissioned broker transactions. Monterey Private Wealth: Investment services and advanced financial planning in Monterey, CA and Pleasanton, CA. www.MontereyPrivateWealth.com
Top financial adviser: Just working hard will not make you wealthy
Ric Edelman is the founder and executive chairman of Edelman Financial Services, one of the nation's leading financial advising firms, and author of the new book "The Truth About Your Future: The Money Guide You Need Now, Later, and Much Later." In this video, he explains why there's such a strong emphasis on working hard but it's just one component to building wealth. -------------------------------------------------- Follow BI Video on Twitter: http://bit.ly/1oS68Zs Follow BI on Facebook: http://bit.ly/1W9Lk0n Read more: http://www.businessinsider.com/ -------------------------------------------------- Business Insider is the fastest growing business news site in the US. Our mission: to tell you all you need to know about the big world around you. The BI Video team focuses on technology, strategy and science with an emphasis on unique storytelling and data that appeals to the next generation of leaders – the digital generation.
Views: 64094 Business Insider
Every Young Financial Advisor Needs to Hear This
This is the greatest career opportunity you will ever see! If you have just started as a financial advisor or simply want to get in, than stop what you're doing and watch this! The industry needs you and I am going to help. Learn more about us and Bone Fide Wealth at www.bonefidewealth.com and www.themillennialmoneyfix.com.
The #1 Mistake People Make When They Use a Financial Advisor
The #1 Mistake People Make When They Use a Financial Advisor Need investing help? Check out SmartVestor: https://goo.gl/ErzQgu Welcome to The Dave Ramsey Show like you've never seen it before. The show live streams on YouTube M-F 2-5pm ET! Watch Dave live in studio every day and see behind-the-scenes action from Dave's producers. Watch video profiles of debt-free callers and see them call in live from Ramsey Solutions. During breaks, you'll see exclusive content from people like Rachel Cruze, and Chris Hogan, Christy Wright and Chris Brown —as well as all kinds of other video pieces that we'll unveil every day. The Dave Ramsey Show channel will change the way you experience one of the most popular radio shows in the country!
Views: 128079 The Dave Ramsey Show
A Day in the Life of a Financial Advisor - Funny or Truth
This video tells that how an investor can act crazy at times and not be cooperative
Views: 121894 Etica Wealth TV
Starting a Career as a Financial Advisor (GoodFinancialCents.com)
Getting Started as a Financial Advisor http://www.goodfinancialcents.com/how-to-get-started-job-financial-advisor-planner/ If you're curious on the tools I use to run and grow my financial planning practice, you can get access to my free report here: http://www.goodfinancialcents.com/fa-tools
How to Make $100,000 as a Financial Advisor (#likeaboss 😎)
If you’re a financial advisor, then this video is for you! In this video, you’ll learn the strategic steps I took to make over 6-figures a year as a financial advisor. Much like any entrepreneur, building a business and accomplishing a dream is no quick feat. It takes hard work. And time… lots and lots of time. Becoming a successful financial advisor was not an easy journey for me… I still can remember continually hearing NOOOOOO and NOOOO THANKSSSSS over and over as I spent countless hours cold-calling people to introduce myself. (Yes, back in the days cold-calling was legal - crazy right?) Here’s what you’ll learn in this new video: ▶︎ How I got started as a financial advisor and what my process has looked like from college graduation to today. ▶︎ What exactly does a financial advisor do each day? (It’s not what I really thought it was in the beginning!) ▶︎ Why overcoming the first year of my financial advising journey was a really big victory. ▶︎ How I hustled my face off to survive my first year of being a financial advisor. And how I became the king of cold-calling. ▶︎ How I faced being told NO over and over again and how that helped to build grit within myself and paved a way for my financial practice today. ▶︎ What drove me to leave my big name firm and start on my own. ★☆★ Want More Good Financial Cents? ★☆★ 💻 Check out my blog here: https://www.goodfinancialcents.com/ Listen to my podcast here: 🎙 https://itunes.apple.com/us/podcast/good-financial-cents-podcast-investing-building-wealth/id775107294?mt=2 Pick up my best selling book, Soldier of Finance, here: 📗 http://amzn.to/2xOH78V Connect with me on Twitter: https://twitter.com/jjeffrose My most favorite inspiration T-shirt line, Compete Every Day: 👕 https://www.goodfinancialcents.com/compete
Wait, There's A Difference Between Financial Planners And Investment Advisors
I was recently explaining to a friend what young professionals should expect when they interview a financial advisor. I said that they should always walk away understanding how the advisor gets paid, and if the advisor is a financial planner or an investment advisor. My friend gave me a confused look and asked "Wait, there's a difference between financial planners and investment advisors?" This is a common misconception that we, as financial planners, have failed to correct. I will start by saying that the term "financial planning" is still being defined, and everyone doesn't agree on the definition. This means the definitions in this article are my own. Financial planner is not a protected term. You can't just say you're an accountant or lawyer without having the proper training and licensing, however you are welcome to call yourself a financial planner with little to no training or credentials (this varies by state). Good, bad, or otherwise, it makes it impossible to define the services with authority, but here are my personal definitions: Financial Planner: A financial planner provides advice to their clients related to one or more areas of personal finance. The most common topics for a financial planner to give advice on are: cash flow and debt management, retirement planning, insurance planning, estate planning, tax planning, real estate, education planning, and investment advice. Other topics that some financial planners advise on include: financial psychology, career transitions, and others. As you can see, financial planners are in the business of giving advice on practically every area of their client's financial lives. Many financial planners have a specialty, such as being an expert on stock options for executives, or working with specific types of clients such as expecting parents, but they tend to assist with all of the listed topics. Investment Advisor: An investment advisor gives their client's advice on how to invest their money. They help establish their client's ability to handle up's and down's in the market, set goals for their investment funds, and make recommendations on how the client should be invested. Their primary focus is their client's investments. Most investment advisors also manage their client's portfolio. So why all of the confusion? Because most financial planners are ALSO investment advisors, but not all investment advisors are also financial planners. I like to think of Investment Advisory as a service that financial planners can provide, but there are a lot of professionals that only provide investment advisory services. The reason for the overlap is because the emerging profession of financial planning started with investment advisors that wanted to give advice on other areas of their client's financial lives. There also hasn't been a clear distinction between Advice and Management. There are a few financial planners that will give investment advice without actually managing their client's portfolios, but they are in the minority right now. The point is that there is a significant difference between financial planners and investment advisors. Neither is better than the other, it is just important to know what services your advisor provides. If you are looking for a financial advisor, be sure you are clear on what services you want so that you can be sure your advisor provides them. So what do you think? Do you get confused by the different titles that professionals use? Has this post helped to simplify and explain the differences? Let me know in the comments section!
Views: 4646 Alan Moore
What is a Financial Advisor?
http://www.kanjoh.com. disclaimer - none of these videos are meant to be personalized financial advice.
Views: 36236 kanjohvideo
How to become a Successful Financial Advisor
http://www.ifaskills.com Frank Furness, sales technology and social media speaker shares what it takes to be a top financial advisor.
Top tips on how to choose a financial adviser - from Which? Local
http://www.which.co.uk/local/howto Top tips on choosing a financial adviser from a Which? Local-recommended chartered financial planner
Views: 4237 Which?
What Questions Should I Ask My Financial Advisor?
Learn to budget, beat debt, & build a legacy. Visit the online store today: https://goo.gl/GjPwhe Subscribe to stay up to date with the latest videos: http://www.youtube.com/user/DaveRamseyShow?sub_confirmation=1 Welcome to The Dave Ramsey Show like you've never seen it before. The show live streams on YouTube M-F 2-5pm ET! Watch Dave live in studio every day and see behind-the-scenes action from Dave's producers. Watch video profiles of debt-free callers and see them call in live from Ramsey Solutions. During breaks, you'll see exclusive content from people like Rachel Cruze, and Chris Hogan, Christy Wright and Chris Brown —as well as all kinds of other video pieces that we'll unveil every day. The Dave Ramsey Show channel will change the way you experience one of the most popular radio shows in the country!
Views: 57072 The Dave Ramsey Show
How Do Financial Advisors Get Paid?
Many people who have a financial advisor don't understand how their advisor gets paid. In this short video, you'll learn the 3 main compensation models advisors might utilize and which one is the best in most circumstances.
Views: 44541 SageOak Financial, LLC
Should You Hire a Robot as a Financial Advisor?
Tricia Rothschild, Morningstar's expert on automated investment advice, explains to Jack Otter the pros, and cons, of this fast-growing trend. Don’t miss a WSJ video, subscribe here: http://bit.ly/14Q81Xy More from the Wall Street Journal: Visit WSJ.com: http://www.wsj.com Visit the WSJ Video Center: https://wsj.com/video On Facebook: https://www.facebook.com/pg/wsj/videos/ On Twitter: https://twitter.com/WSJ On Snapchat: https://on.wsj.com/2ratjSM
Views: 4917 Wall Street Journal
Interview with a Financial Advisor
Me and Conners Econ Video Project.
Views: 26440 Dustin Duamarell
Do You Need a Financial Advisor?
A MoneyTrack viewer asks, "I don't want to turn my decisions about investing over to a broker but I don't have time to learn everything I need to know to do it all myself. What's the best way to go?" See what Pam and Jack have to say.
Views: 13919 MoneyTrackTV
Rise of the Robo Advisors
The financial advisory business is facing an impending transformational change. Gen X is now poised to become the US’ wealthiest demographic once boomers and their parents pass on an estimated 24 trillion dollars. This means the younger, soon-to-be wealthiest Americans will need financial advisors, and they're much more likely to seek that help from algorithm-based robo-advisors than humans. What does that mean for the financial advice market?
Views: 23748 Investopedia
Is a Financial Adviser Worth the Cost?
It's hard to put your finger on the exact value of having a financial advisor. Morningstar recently attempted to quantify the benefit of hiring one, noting that investors who sought professional help gained an increase of 1.82% of retirement income per year. But with a wide array of business models, fee structures and certifications, it would be wrong to blindly apply that number to the entire financial services industry. If you're trying to determine whether or not your advisor is worth the cost, personal finance expert Lauren Lyons Cole proposes that you ask these three questions. Subscribe to TheStreetTV on YouTube: http://t.st/TheStreetTV For more content from TheStreet visit: http://thestreet.com Check out all our videos: http://youtube.com/user/TheStreetTV Follow TheStreet on Twitter: http://twitter.com/thestreet Like TheStreet on Facebook: http://facebook.com/TheStreet Follow TheStreet on LinkedIn: http://linkedin.com/company/theStreet Follow TheStreet on Google+: http://plus.google.com/+TheStreet
What “Works” In Digital Marketing And Social Media Advertising For Financial Advisors
An "#OfficeHours with Michael Kitces" Periscope, talking about what "works" in digital marketing and social media advertising for financial advisors. For further details, see https://www.kitces.com/blog/financial-advisor-social-media-advertising-pay-per-click-digital-marketing/
Views: 2011 Michael Kitces
NISM Investment Adviser Level 1 Part 1
This video is for those who participate in NISM Exams [Investment Adviser Level 1 ] This video Part No 1 help to know right answer to pass the exams ,please stay for next videos soon part no 2 will publish
Hot Job # 50 - Personal Financial Advisor
Average Salary: $74,610 Education and Training: Bachelor's Degree Major Industry: Finance More information at www.HoosierHot50.com
How Much Do Financial Planners Charge?
How Much Do Financial Planners Charge? There’s a lot of confusion around how financial professionals get paid for their work. This can cause you to feel afraid to ask for help, even when you know you really need it, in fear that you will get charged an arm and a leg for a financial planner’s advice and services. So to help clear things up, here is an outline of the four main ways financial professionals are compensated. 1. They can receive a salary from the company they work for. Financial professionals can work for a financial firm that pays them a salary. The financial company makes money when you, the client, use their products or services, and from there the company pays out a salary to the professional who helped you. With this method of compensation, you don’t have to worry about the financial professional pushing one product over another to receive a higher commission payout. 2. They can receive commissions from the company they represent. This is usually the most common method when it comes to investment and insurance companies, as most of the financial professionals selling these products will receive a commission from the company once they sell a product to you. With this method, you want to make sure you find a professional who will always act in your best interest and not be swayed by one product due to its higher commission payout. 3. They charge a percentage for assets under management. Most financial professionals who specialize in wealth management work on this fee model. They charge the client a percentage of the total assets they manage--for example, 1%--and that fee is usually deducted from the account itself every month, quarter or year. With this method, your financial advisor may offer advice on the account investments and/or other areas of your financial life, too. 4. They charge flat fees or hourly fees. You can pay a financial planner an hourly fee for advice on things like budgeting, saving for goals like your cash cushion or retirement, analyzing your insurance needs, etc. Sometimes a financial professional will charge you a flat fee for their services to cover all those areas for a specific period of time. This method is great for individuals who want more holistic financial advice and may not have accumulated a sizeable portfolio yet. Of course, with any fee model, it makes sense to find someone who you feel comfortable with, and who can help you with unbiased, objective advice, regardless of how he or she is compensated. Become a Financially Wise Woman in 6-weeks by enrolling in my Money Class-http://www.fwwmoneyclass.com/ If you enjoyed this Financially Wise video, make sure to subscribe to get your free Financially Wise Toolkit at http://www.financiallywisewomen.com/ LET'S CONNECT MORE! ♥SUBSCRIBE TO MY YOUTUBE CHANNEL♥ http://www.youtube.com/subscription_center?add_user=brittneycastro ♥ LIKE US ON FACEBOOK ♥ https://www.facebook.com/financiallywisewomen ♥ FOLLOW ME ON INSTAGRAM ♥ http://instagram.com/brittneycastro ♥ FOLLOW ME ON TWITTER ♥ https://twitter.com/brittneycastro
Views: 8324 Brittney Castro
Retirement Plans: Last Week Tonight with John Oliver (HBO)
Saving for retirement means navigating a potential minefield of high fees and bad advice. Billy Eichner and Kristin Chenoweth share some tips. Connect with Last Week Tonight online... Subscribe to the Last Week Tonight YouTube channel for more almost news as it almost happens: www.youtube.com/user/LastWeekTonight Find Last Week Tonight on Facebook like your mom would: http://Facebook.com/LastWeekTonight Follow us on Twitter for news about jokes and jokes about news: http://Twitter.com/LastWeekTonight Visit our official site for all that other stuff at once: http://www.hbo.com/lastweektonight
Views: 10150057 LastWeekTonight
Closing the Sale - Financial Advisor sales meeting roleplay
Roleplaying the close in my first week of training.
Views: 21762 Dan Carroll
Comprehensive Financial Planning | The Three Types of Financial Advisors
It's important how to determine the three types of advisors that exist - and determine which one you are. In this short video from a past live CWA advisor training event, John Enright reviews what he thinks the three categories of financial advisor are. High net worth and business owner clients all prefer wealth advisors with a process that is focused on their objectives. In other words, watch this video until the end so you fully understand what HNW clients demand today. Do you focus a lot on getting new applications? While this isn’t inherently a terrible plan, if left on it’s own, relying solely on building new clientele without following through on their objectives or creating unique strategies for them might not be the best platform for growing your business. Why? Advisors who start with implementation, and spend the most time on it, just want to get paid and often think it’s the best business plan due to it’s speed. They spend a lot of time on implementation but then rush through the remaining steps. Speed must equal efficient, right? Not necessarily. If the only real thing you’re concerned with is getting an application, then the truth is you cannot know what the client’s needs are. All you’re doing is selling to them. You can’t know what’s important to them. In a way, it’s kind of backwards. It doesn’t set the stage for a great client experience. Determine what kind of financial advisor you are...and whether or not that could change for your benefit (and the benefit of your clients/prospects! To learn more about how to bring your financial practice to the next level, visit www.cwanetwork.com Learn more about us: https://www.youtube.com/watch?v=ktrtyBQ9jNQ A quick review of how we can help financial advisors: https://www.youtube.com/watch?v=QJLCg8oNdOA How successful financial advisors spend their time: https://www.youtube.com/watch?v=hbYV0Hm6z_8 Maximizing new introductions: https://www.youtube.com/watch?v=j18Irl6oTIA
How Much Should Financial Planner Cost? Charging Too Much? | Suze Orman
When is it time to get a financial planner and how much is too much to pay a registered investment adviser? » SUBSCRIBE to Suze Orman's YouTube Channel: http://www.youtube.com/c/suzeorman?sub_confirmation=1 » WATCH the latest from Suze: https://www.youtube.com/suzeorman ABOUT: Suze has been called “a force in the world of personal finance” and a “one-woman financial advice powerhouse” by USA Today. A two-time Emmy Award-winning television host, New York Times mega bestselling author, magazine and online columnist, writer/producer, and one of the top motivational speakers in the world today, Orman is undeniably America’s most recognized expert on personal finance.. Subscribe to Suze's channel for exclusive footage, new videos and more! Connect with Suze Online! Visit Suze Orman's Website: http://www.suzeorman.com Find Suze Orman on Facebook: https://www.facebook.com/suzeorman Follow Suze Orman on Twitter: https://twitter.com/suzeormanshow How Much Should Financial Planner Cost? Charging Too Much? | Suze Orman
The wrong financial advisor
Two clients discuss financial advice
Views: 101900 William Sharpe
How financial advisors can get more new clients
http://www.gentlerainmarketing.com Atlanta marketing coach shows financial advisors how to get more new clients by using free information that gets sales prospects to seek you out.
Views: 19983 gentlerainmarketing
Can You Trust Your Financial Advisor?
In this video, J3 gives a 4-step process to evaluating the trustworthiness and competence of your financial advisors. And yes, this also applies to us, the Pinoy Money Academy channel. See Full Transcript: http://pinoymoneyacademy.com/can-you-trust-your-financial-advisor Music Credit: http://www.bensound.com/royalty-free-music
Views: 6081 Pinoy Money Academy
SEBI new norms Mutual Funds | Individual cannot be both Adviser and Distributor
Namaskar Dosto SEBI ne ke taraf se nayi bat samne ayi hai Yha par SEBI ne saaf saaf bataya hai ki DIstributer ya agent kisi bhi prakar ki advice nhi de sakte hai aur Investment Advisors SEBI ke Mutual fund ko distribute nhi kar skte. Kya kaha hai SEBI ne Humne is video me detail me iski bat ki hai. Source - https://www.sebi.gov.in/sebiweb/home/HomeAction.do?doListing=yes&sid=4&ssid=38&smid=35 Markets regulator Sebi today proposed new norms for Investment Advisers, under which they will have to segregate their advisory and product distribution businesses. However, mutual fund distributors while distributing the investment product can explain its features to the client. The new proposals would help prevent the conflict of interest between ‘advising’ and ‘selling’ of investment products by the same entity or person. “There should be clear segregation between the two activities of the entity – providing investment advice and distribution of the investment products/ execution of investment transactions,” Sebi said in a discussion paper. The Securities and Exchange Board of India (Sebi) has sought public comments on the fresh proposals till January 23 and the final regulation will be put in place after taking into consideration, views of all the stakeholders. The regulator had first issued a discussion paper that outlined the road map of distribution and advisory services in October 2016 and a revised consultation paper was issued in June last year. Under the new proposals, individuals who are willing to get registered as investment advisers will not provide any distribution services in financial products, either directly or through any of their immediate relatives. Similarly, individuals providing distribution services shall not provide advice for investing in financial product either directly or through their immediate relatives. “Immediate relative” means a spouse of a person, and includes parent, brother, sister or child of such person or of the spouse. Existing registered investment advisers who are offering distribution services through immediate relatives or through separate department or through holding or subsidiary or associate company should choose among providing investment advice or the distribution services before March 31, 2019. “From April 1, 2019, any person, including their immediate relatives or holding/subsidiary/associate entity, shall offer either investment advice or distribution services,” the regulator said in the consultation papers. Sebi said banks, NBFCs, body corporates, LLPs and firms who are willing to get registered as investment advisers, should not provide any distribution services in financial products, either directly or through their holding company or associate company or subsidiary company. “Similarly, banks, NBFCs, body corporates, LLPs and firms providing distribution services shall not provide investment advice in financial products either directly or through their holding or associates or subsidiary company,” it noted Distributors cannot advise but... In keeping with Sebi’s intention of keeping separating advice from distribution, the paper suggests that distributors would not be allowed to undertake investment or financial planning. But they must ensure that the product category the distributor suggests to investors would need to be ‘appropriate’. What is appropriate? As per Sebi’s paper, distributors would need to decide which category of funds is suitable for investors and then give out the list of schemes that she sells in that category and lay down the facts about the client. Sebi has invited feedback from the public on this consultation paper and you can send in yours till 23 January. Facebook: https://www.facebook.com/MARKETMAESTROO Twitter : https://twitter.com/marketmaestroo Youtube : https://Youtube.com/marketmaestroo For any BUSINESS INQUIRY - [email protected]
Views: 10853 Market Maestroo
How I Differentiate As A Financial Advisor Prospecting For Clients
An "#OfficeHours with Michael Kitces" Periscope, looking at how I differentiate as a Financial Advisor when prospecting for clients. For further details, see https://www.kitces.com/blog/how-i-differentiate-as-a-financial-advisor-prospecting-for-clients/
Views: 14761 Michael Kitces
A day of a financial advisor ( Patrick Surbey Bougie ) 514-688-3113
A day of a financial advisor, episode 1 "Before Dawn". (Patrick Surbey Bougie). Please subscribe if you enjoyed!
Overcoming Age Bias As A Young Financial Advisor
An "#OfficeHours with Michael Kitces" Periscope, looking at the overcoming age bias as a young financial advisor. For further details, see https://www.kitces.com/blog/overcoming-age-bias-tips-for-young-financial-advisors/
Views: 4975 Michael Kitces
How to Become a Financial Adviser in Hindi
Read Blog - https://wattrup.blogspot.in/ एक वित्तीय सलाहकार कैसे बनें? वित्तीय सलाहकार निवेश रणनीतियों, म्यूचुअल फंड, बॉन्ड और स्टॉक से संबंधित सलाह प्रदान करते हैं। आप किसी बैंक या ब्रोकरेज फर्म या बीमा कंपनी में काम कर सकते हैं। एक वित्तीय सलाहकार बनने के लिए, आपको आम तौर पर कम से कम चार साल की डिग्री और वित्तीय सेवा उद्योग में कुछ अनुभव की आवश्यकता होती है। अधिकांश वित्तीय सलाहकारों के पास पेशेवर प्रमाणन भी होता है। 1. आवश्यक कौशल और शिक्षा प्राप्त करना 2. कार्य अनुभव प्राप्त करना 3. लाइसेंस प्राप्त और प्रमाणित हो रही है • आवश्यक कौशल और शिक्षा प्राप्त करना 1. वित्त से संबंधित अनुशासन में स्नातक की डिग्री प्राप्त करें 2. प्रमाणीकरण प्रारंभिक कार्यक्रमों की तलाश करें 3. स्कूल में अभी भी इंटर्नशिप की तलाश करें 4. कुछ मनोविज्ञान पाठ्यक्रम लें 5. मास्टर की डिग्री या डॉक्टरेट के साथ आगे बढ़ें • कार्य अनुभव प्राप्त करना 1. वित्तीय सेवा उद्योग में एक प्रवेश स्तर की स्थिति पाएं 2. एक प्रशिक्षण कार्यक्रम के साथ साइन ऑन करें 3. एक छोटी कंपनी के साथ शुरू करने का प्रयास करें 4. अपनी फर्म शुरू करने की दिशा में काम करें • लाइसेंस प्राप्त और प्रमाणित प्राप्त करना 1. तय करें कि आप किस प्रकार के काम का आनंद लेते हैं 2. यदि आप एक व्यक्तिगत वित्तीय योजनाकार बनना चाहते हैं तो एक प्रमाणित वित्तीय योजनाकार (सीएफपी) बनें 3. यदि आप वैश्विक निवेश में करियर चाहते हैं तो चार्टर्ड वित्तीय विश्लेषक (सीएफए) के रूप में लाइसेंस प्राप्त करें 4. निवेश सलाह के लिए भुगतान प्राप्त करने के लिए एक पंजीकृत निवेश सलाहकार (आरआईए) बनें 5. प्रतिभूति आयोग के साथ रजिस्टर करें 6. कोई आवश्यक बीमा लाइसेंस प्राप्त करें 7. निरंतर शिक्षा के साथ पालन करें
Views: 822 Wattru Picture
All the financial advice you’ll ever need fits on a single index card
Watch more from Making Sen$e: https://bit.ly/2D8w9kc Read more economic news: https://www.pbs.org/newshour/economy/making-sense At first glance, fiscal planning can seem more complex and time-consuming than it’s worth. But according to Professor Harold Pollack of the University of Chicago, you can fit all the financial advice you’ll ever really need on a single index card. Economics correspondent Paul Solman takes a look at Pollack’s ten easy tips for simple and sensible money management.
Views: 1514035 PBS NewsHour

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